Search Result

921 - 940 of 970 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose