Search Result

641 - 660 of 757 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction