Search Result

341 - 360 of 854 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

LR 12.1 Application

As Published: 2005

LR 12.1 Application

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction