Search Result

261 - 280 of 701 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 17.1 Application

As Published: 2005

LR 17.1 Application

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody