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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7