Search Result

181 - 200 of 779 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements