Search Result

361 - 380 of 982 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule