Search Result

361 - 380 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus