Search Result

141 - 160 of 200 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 16.2 Requirements and eligibility for listing

As Published: 2005

LR 16.2 Requirements and eligibility for listing

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables