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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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