Search Result

421 - 440 of 954 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)