Search Result

361 - 380 of 868 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PR App 1.1

As Published: 2005

PR App 1.1

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application