Search Result

181 - 200 of 845 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

LR 19.1 Application

As Published: 2005

LR 19.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options