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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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