Search Result

541 - 560 of 643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DTR 3.1

As Published: 2005

DTR 3.1

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details