Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

…

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.16A Operation of a multilateral trading facility

LR 9.8 Annual financial report

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

MCOB 13.6 Repossessions

BIPRU 1.3 Applications for advanced approaches

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

FEES 5.4 Information requirement

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

CASS 5.2 Holding money as agent of insurance undertaking

MCOB 2.1 Application

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts and distance home purchase mediation contracts with retail customers

MCOB 9.9 Disclosure after sale: home reversion plans

DISP 1.6 Complaints time limit rules

COBS 5.2 E-Commerce

COLL 6.2 Dealing

DISP 1.4 Complaints resolution rules

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

ICOBS 2.1 Client categorisation

PERG 5.5 The regulated activities: dealing in contracts as agent