Search Result

421 - 440 of 767 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment