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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction