Search Result

261 - 280 of 832 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending