Search Result

661 - 680 of 871 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2007

BIPRU 5.2 The central principles of credit risk mitigation

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose