Search Result

461 - 480 of 828 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus