Search Result

641 - 660 of 788 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research