Search Result

281 - 300 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary