Search Result

161 - 180 of 864 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

MCOB 5.9 Regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Regulated sale and rent back agreements

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties