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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

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BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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Similar To

SYSC 6.1 Compliance

DTR 7.1 Audit committees

COBS 19.4 Open market options

SUP 11.5 Notifications by firms

LR 17.3 Requirements with continuing application

SYSC 6.3 Financial crime

DEPP 7.2 Interviews

LR 11.1 Related party transactions

BIPRU 9.6 Implicit support

LR 15.6 Notifications and periodic financial information

SUP 3.2 Purpose

SUP 11.4 Requirements on firms

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order