Search Result

861 - 880 of 905 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings