Search Result

841 - 860 of 976 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

COBS 4.4 Compensation information

As Published: 2007

COBS 4.4 Compensation information

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures