Search Result

661 - 680 of 818 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose