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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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MCOB 5.9 Regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Regulated sale and rent back agreements

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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