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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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CASS 7A.3 Secondary pooling events

As Published: 2009

CASS 7A.3 Secondary pooling events

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

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DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

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RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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