Search Result

361 - 380 of 917 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PERG 13.2 General

As Published: 2007

PERG 13.2 General