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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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MAR 5.6 Reporting requirements

FEES 6.4 Management expenses

REC 3.14 Products, services and normal hours of operation

PR 4.2 Third country issuers

COLL 5.5 Cash, borrowing, lending and other provisions

DEPP 6.7 Discount for early settlement

MCOB 9.5 Disclosure at the offer stage for equity release transactions

GENPRU 3.1 Application

MCOB 5.1 Application

DEPP 4.1 Executive decision maker

SUP 8.4 Reliance on waivers

REC 6.5 FSA decision on recognition

REC 2.15 Discipline

PERG 8.10 Types of financial promotion

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.7 Engage in investment activity

RCB 3.5 Other notifications

CASS 5.5 Segregation and the operation of client money accounts

PERG 2.5 Investments and activities: general