Search Result

221 - 240 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary