Search Result

221 - 240 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver