Search Result

201 - 220 of 803 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives