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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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Similar To

PERG 4.6 Advising on regulated mortgage contracts

PERG 8.28 Advice or information

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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DTR 6.2 Filing information and use of language

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SYSC 10.1 Application

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

GENPRU 2.1 Calculation of capital resources requirements

PRIN 1.2 Clients and the Principles

BIPRU 1.3 Applications for advanced approaches

DTR 2.2 Disclosure of inside information

TC 2.1 Assessing and maintaining competence