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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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