Search Result

701 - 720 of 865 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

LR 8.1 Application

As Published: 2005

LR 8.1 Application

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing