Search Result

681 - 700 of 974 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients