Search Result

381 - 400 of 887 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DTR 3.1

As Published: 2005

DTR 3.1

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels