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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

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SUP App 3.6 Freedom to provide services

BIPRU 2.2 Internal capital adequacy standards

SUP 3.3 Appointment of auditors

DTR 1.1 Application and purpose (Disclosure rules)

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

GENPRU 1.2 Adequacy of financial resources

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

INSPRU 3.2 Derivatives in insurance

RCB 6.1 Application and purpose

RCB 4.1 Application and purpose

SYSC 6.1 Compliance

DTR 5.9 Filing of information with competent authority

PERG 2.5 Investments and activities: general

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading