Search Result

341 - 360 of 810 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee