Search Result

341 - 360 of 851 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership