Search Result

321 - 340 of 826 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service