Search Result

681 - 700 of 903 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 17.1 Application

As Published: 2005

LR 17.1 Application

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee