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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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BIPRU 5.6 Master netting agreements

LR 4.2 Contents and format of listing particulars

DISP 1.3 Complaints handling rules

LR 10.2 Classifying transactions

REC 1.1 Application

LR 18.4 Continuing obligations

LR 9.5 Transactions

REC 2.16A Operation of a multilateral trading facility

SUP App 3.6 Freedom to provide services

PR 5.5 Persons responsible for a prospectus

GENPRU 1.3 Valuation

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order