Search Result

461 - 480 of 863 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities