Search Result

281 - 300 of 746 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply