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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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CASS 7A.3 Secondary pooling events

As Published: 2009

CASS 7A.3 Secondary pooling events

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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