Search Result

581 - 600 of 966 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)